🟢 New in Current Filing Our results have been and may in the future be adversely affected by the composition of our client base. 🔒

🟢 New in Current Filing Item 1B. Unresolved Staff Comments 🔒

🟢 New in Current Filing Item 1C. Cybersecurity 🔒

🟢 New in Current Filing Item 2. Properties 🔒

🟢 New in Current Filing Item 3. Legal Proceedings 🔒

🟢 New in Current Filing Item 4. Mine Safety Disclosures 🔒

🟢 New in Current Filing Item 1B. Unresolved Staff Comments 🔒

🟢 New in Current Filing Item 1C. Cybersecurity 🔒

🟢 New in Current Filing Item 2. Properties 🔒

🔴 No Match in Current Filing Our businesses would be adversely affected if we are unable to hire and retain qualified employees. 🔒

🟡 Modified A failure or disruption in our infrastructure, or in the operational systems or infrastructure of third parties, could impair our liquidity, disrupt our businesses, damage our reputation and cause losses. 🔒

🟡 Modified Certain of our businesses and our funding instruments may be adversely affected by changes in reference rates, currencies, indexes, baskets or ETFs to which products we offer or funding that we raise are linked. 🔒

🟡 Modified Substantial civil or criminal liability or significant regulatory action against us has in the past had and may in the future have material adverse financial effects and significant reputational consequences, which in turn could seriously harm our business prospects. 🔒

🟡 Modified Our commodities activities, particularly our physical commodities activities, subject us to extensive regulation and involve certain potential risks, including environmental, reputational and other risks that may expose us to significant liabilities and costs. 🔒

🟡 Modified Our businesses would be adversely affected if we are unable to hire and retain qualified employees. 🔒

🟡 Modified The financial services industry is highly competitive. 🔒

🟡 Modified Our businesses would be adversely affected if we are unable to hire and retain qualified employees. 🔒

🟡 Modified Our results have been and may in the future be adversely affected by the composition of our client base. 🔒

🟡 Modified Our commodities activities, particularly our physical commodities activities, subject us to extensive regulation and involve certain potential risks, including environmental, reputational and other risks that may expose us to significant liabilities and costs. 🔒

🟡 Modified Climate change could disrupt our businesses and adversely affect client activity levels and the creditworthiness of our clients and counterparties, and our actual or perceived action or inaction relating to climate change could result in damage to our reputation. 🔒

🟡 Modified The financial services industry is highly competitive. 🔒

🟡 Modified The growth of electronic trading and the introduction of new products and technologies, including trading and distributed ledger technologies, such as cryptocurrencies, and AI technologies, has increased competition. 🔒

🟡 Modified Climate change could disrupt our businesses and adversely affect client activity levels and the creditworthiness of our clients and counterparties, and our actual or perceived action or inaction relating to climate change could result in damage to our reputation. 🔒

🟡 Modified The growth of electronic trading and the introduction of new products and technologies, including trading and distributed ledger technologies, such as cryptocurrencies, and AI technologies, has increased competition. 🔒

🟡 Modified Our business, financial condition, liquidity and results of operations have been adversely affected by disruptions in the global economy caused by conflicts, and related sanctions and other developments. 🔒

🟡 Modified The financial services industry is highly competitive. 🔒

🟡 Modified Our businesses would be adversely affected if we are unable to hire and retain qualified employees. 🔒

🟡 Modified The growth of electronic trading and the introduction of new products and technologies, including trading and distributed ledger technologies, such as cryptocurrencies, and AI technologies, has increased competition. 🔒

🟡 Modified Certain of our businesses and our funding instruments may be adversely affected by changes in reference rates, currencies, indexes, baskets or ETFs to which products we offer or funding that we raise are linked. 🔒

🟡 Modified Our results have been and may in the future be adversely affected by the composition of our client base. 🔒