Classification is based on semantic text similarity scoring and may include approximations. “No match” means no high-confidence textual match was found — not necessarily that a section was removed.
🟢 New in Current Filing
Our financial condition and liquidity would be adversely affected by losses on our seed capital and co-investments.
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🟡 Modified
Legal and regulatory developments in the mutual fund, retirement and investment advisory industry could increase our regulatory burden, impose significant financial and strategic costs on our business, and cause a loss of, or impact the servicing of, our clients and fund shareholders.
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🟡 Modified
Natural disasters and other unpredictable events could adversely affect our operations and financial results.
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🟡 Modified
Our business, financial condition, and results of operation may be adversely affected by the coronavirus or other global pandemics.
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🟡 Modified
Our investment income and asset levels may be negatively impacted by fluctuations in our investment portfolio.
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🟡 Modified
We require significant quantities and types of technology to operate our business and would be adversely affected if we or our third party providers fail to maintain adequate technology to conduct or expand our operations or if our technology became inoperative or obsolete.
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🟡 Modified
Changes in tax laws or exposure to additional tax liabilities may impact our financial position or the marketability of the products and services we offer our clients.
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🟡 Modified
We could be subject to losses if we fail to properly safeguard and maintain confidential data.
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